Some examples of evaluating Binding Theory satisfaction/violations

In response to a question I got over email, let me just give a couple of examples of evaluating Binding Theory satisfaction and violations.

For Binding Theory, the thing to keep in mind is that binding only goes one direction, from higher in the tree to lower in the tree. For the most part, things that are further left in an English sentence are higher in the tree than things that are further right, although it is more complicated when there is a larger constituent on the left (like John’s mother).

Specifically, a node A binds a node B when A c-commands B and they share an index.

So, in something like Johni told Mary that hei saw himselfi we have three things that share the index i. There are no larger constituents to worry about here. The binding relations are:

  • Johni binds hei.
  • Johni binds himselfi.
  • hei binds himselfi.

So, everything binds to the right. (Though, keep in mind, binding really depends on c-command, not just being to the right. See the second example below).

Then, to evaluate Binding Theory, you look at each one in turn.

  • Johni is an R-expression, and is not bound by anything.
  • Principle C says that R-expressions cannot be bound.
  • So, Principle C is satisfied (for Johni).
  • hei is a pronoun, and is bound by Johni.
  • Principle B says that pronouns cannot be bound within their binding domain.
  • The binding domain for hei is the clause containing it.
  • The clause containing it is (that) he saw himself, and John is not inside.
  • So, Principle B is satisfied (for hei).
  • himselfi is an anaphor, and is bound by Johni and hei.
  • Principle A says that anaphors must be bound within their binding domain.
  • The binding domain for himselfi is the clause containing it.
  • The clause containing it is (that) he saw himself, and hei (but not Johni) is inside.
  • So, Principle A is satisfied (for himselfi) by virtue of being bound by hei.

A more complicated example would be one like: Hisi mother thinks Johni is a genius.

  • Here, nothing binds anything else.
  • Hisi is inside the constituent Hisi mother and so it does not c-command Johni.
  • Johni is further down the tree and so clearly does not c-command hisi.
  • For hisi, Principle B says it must not be bound within its binding domain.
  • The whole sentence is the binding domain.
  • But nothing binds hisi at all, so it is safe.
  • Principle B is satisfied (for hisi).
  • For Johni, Principle C says it must not be bound.
  • Nothing binds Johni, so it too is safe.
  • Principle C is satisfied (for Johni).

And, of course, these results are what we want, since both sentences are grammatical.

One last example, this one is not good: *Johni saw himi.

  • Johni binds himi.
  • Johni must not be bound according to Principle C.
  • And it is not, so Principle C is satisfied (for Johni).
  • himi must not be bound within its binding domain, according to Principle B.
  • But it is bound, by Johni, and Johni is within the binding domain.
  • So, himi violates Principle B.
  • And, indeed, the sentence is ungrammatical.